Privacy Policy

The Securities and Exchange Commission adopted Regulation S-P in June 2000. This regulation deals with notification to individuals regarding the privacy of their personal information. These regulations require all financial services companies to disclose at least annually the types of personal information collected from their clients. Firms are also required to disclose whether any information is shared with third parties.


Becker Capital Management, Inc. Client Privacy Notice

We consider our relationship with our clients one of our most important assets. We strive to maintain your trust and confidence in our firm. We are committed to protecting your personal information.


Information We Gather

  • In the course of our business relationship, we receive from you, your name, address, telephone number, and social security or tax payer identification number.
  • In our discussions with you, we also gather information necessary to make informed portfolio manage¬ment decisions regarding asset allocation, income needs, tax ramifications, etc.

Information We Share

  • In transactions for your account, we provide the necessary identifying information that is used to execute transactions with brokers, convey trade settlement instructions and information to the financial institu¬tion that serves as your custodian, and with our proxy voting service.

How We Protect Your Personal Information

Becker Capital Management, Inc. will internally safeguard your nonpublic personal information by restrict¬ing access to only those employees who provide services to you or those who need access to your informa¬tion to service your account. In addition, we maintain physical, electronic and procedural safeguards to guard your nonpublic personal information.


Becker Capital Management will not disclose any information about you unless:

  • We receive your prior consent
  • We have been advised that your accountant, attorney or consultant is requesting the information on your behalf
  • We are legally required to provide the information to a governmental agency
  • We are dealing directly with your custodial representative

We do not disclose any nonpublic information about our clients or former clients to anyone, except as discussed above.


This statement is for your information only; no action is required by you. If you have any questions or require any further information, please call our office at 503-223-1720.

You should carefully consider the investment objectives, potential risks, management fees, and charges and expenses of the Funds' before investing. The Funds' prospectus contains this and other information about the Funds, and should be read carefully before investing. You may obtain a current copy of the Funds' prospectus by calling 1-800-551-3998. Past performance is no guarantee of future results. Your Fund shares, when redeemed, may be worth more or less than their original cost. Distributed by Unified Financial Securities, Inc., 2960 N. Meridian Street, Suite 300, Indianapolis, IN 46208-4715 (Member FINRA).